Compliance
With ongoing concerns about global security, terrorism, money laundering and bribery and corruption, the number of sanction regimes is growing. Advisorly’s compliance arm specialises in compliance-related needs to fulfill company’s ongoing regulatory requirements.
Our compliance professionals are certified with wide industry experiences and we are able to provide the following services.
- Effective sanction screening process
- Maintain, implementing and drafting up to date processes and policies
- Compliance training manuals and policies
- Corporate governance framework
- Risk and controls
- Regulatory compliance reporting
- Technology risk and controls manual
- Auditing of internal processes
- Conflicts of interest framework and processes
- Ethics and whistle blowing framework and processes
- Audits / inspection on companies’ existing framework and processes
- Compliance audit report
- Review of AML and KYC documents
- Outsourcing of compliance requirement/department
- Ad-hoc compliance advice
- Assisting with regulatory and licensing requirements with regulatory authorities