compliance

Compliance

With ongoing concerns about global security, terrorism, money laundering and bribery and corruption, the number of sanction regimes is growing. Advisorly’s compliance arm specialises in compliance-related needs to fulfill company’s ongoing regulatory requirements.
Our compliance professionals are certified with wide industry experiences and we are able to provide the following services. 

• Effective sanction screening process
• Maintain, implementing and drafting up to date processes and policies
• Compliance training manuals and policies
• Corporate governance framework
• Risk and controls
• Regulatory compliance reporting
• Technology risk and controls manual
• Auditing of internal processes
• Conflicts of interest framework and processes
• Ethics and whistle blowing framework and processes
• Audits / inspection on companies’ existing framework and processes
• Compliance audit report
• Review of AML and KYC documents
• Outsourcing of compliance requirement/department
• Ad-hoc compliance advice
• Assisting with regulatory and licensing requirements with regulatory authorities